John Figliolini - President
Mr. John Figliolini started his career as a broker with NYSE member firm Rooney Pace in 1982. During the course of his career he has been Senior Executive Officer with all qualifying SEC licenses at several Registered Broker Dealers. During the 1990’s Mr. Figliolini actively conducted Investment banking work and during that time had raised over $400 Million for some 35 public companies. Mr. Figliolini was a senior consultant and manager of three offshore (Cayman Island) equity oriented mutual funds and one SEC registered equity fund. From 1997-2004 Mr. Figliolini founded, own and operated a successfully market making firm called Phillip Louis Trading, Inc. (“PILL”) based out of Red Bank, New Jersey. At its peak PILL made markets in as many as 1,000 NASDAQ and OTC stocks. From 2004 to current Mr. Figliolini has been assisting small to medium size companies raise capital and seek US OTC listing as well as CSE Listing.
Jonathan Rosen - Senior Associate
Jonathan Rosen began his career in the City of London in 1981 and has worked in equities, derivatives, venture capital, private equity, public markets and corporate finance, in senior positions. Jonathan has extensive experience advising at an institutional level in addition to making material personal investments in various start-up and development stage public/private companies in the UK, USA and Southern Africa. He also served on the board and ultimately as President and CEO of a New York listed company for 2 years. Jonathan has lived and worked in London, New York, Los Angeles and Cape Town. His experience and skill sets make him uniquely qualified to locate and originate global private equity opportunities with the potential for significant growth.